AIM Rule 26

This page carries the information required by AIM Rule 26 or links to other pages where it appears.

Description of the business: see About Us

Directors' biographies: see Board of Directors

Board committees: see Board and Main Committees

Details of incorporation: see Numis Corporation plc

Constitutional documents: see Corporate Documents

Latest admission document see Corporate Documents

Exchanges: Numis shares are quoted and traded on the Alternative Investment Market (AIM) of the London Stock Exchange.

Authorised Share Capital: The authorised share capital of the Company is £7,000,000 divided into 140,000,000 ordinary shares of 5p each with each ordinary share carrying the right to vote. There are no restrictions on transfer.

Issued Share Capital: The total number of Numis ordinary shares of 5p each in issue is 118,438,536.

Shares Held in Treasury: The total number of Numis ordinary shares of 5p each held in Treasury is 12,001,088 (11.28%).

Remaining Ordinary Shares in Issue: The number of remaining ordinary shares in issue is 106,437,448 which is the number that shareholders should use as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, Numis shares under the FCA’s Disclosure and Transparency Rules.

Shares not in public hands: The total number of Numis ordinary shares of 5p each not held in public hands is 48,200,120 (41.47%).

Significant Share Holdings:

  • Oliver A Hemsley – is deemed interested in 7,008,854 (6.20%) ordinary shares in Numis.

  • Marcus J Chorley – is deemed interested in 3,719,245 (3.30%) ordinary shares in Numis.

  • BlackRock Investment Management (UK) Limited – interest has fallen below 5% of qualifying instruments in Numis.

  • Aktieselskabet af 1.3.2017 – is deemed interested in 12,101,824 (11.26%) ordinary shares in Numis.

  • Aviva plc – is deemed interested in 6,743,378 (5.93%) ordinary shares in Numis.

  • Nortrust Nominees Limited – is deemed interested in 10,547,510 (9.39%) ordinary shares in Numis.

  • The Capital Group Companies, Inc - is deemed interested in 5,675,219 (5.022%) ordinary shares in Numis.

  • Unicorn UK Income Fund  - is deemed interested in 5,859,791 (5.18%) ordinary shares in Numis.

Annual and interim reports: see Financial Reports

Shareholder circulars: see Corporate Documents

Announcements: see Announcements

NOMAD and other advisers: see Advisers

UK City Code on Takeovers and Mergers: Numis is subject to the UK City Code on Takeovers and Mergers.

Governance code: Numis is not required to comply with the UK Corporate Governance Code (the ‘Code’) and does not voluntarily apply the full requirements of the Code. However, our governance arrangements do meet many of the requirements of the Code which the directors’ deem most relevant to an AIM listed company having consideration to the size, nature and scope of the company and group’s activities. These arrangements are fully disclosed in the Corporate Governance section of our 2016 Annual Report and Accounts which can be viewed in the Financial Reports section of this website.

This page was last updated on 21 November 2017