AIM Rule 26

This page carries the information required by AIM Rule 26 or links to other pages where it appears.

Description of the business: see About Us

Directors' biographies: see Board of Directors

Board committees: see Board and Main Committees

Details of incorporation: see Numis Corporation plc

Constitutional documents: see Corporate Documents

Latest admission document see Corporate Documents

Exchanges: Numis shares are quoted and traded on the Alternative Investment Market (AIM) of the London Stock Exchange and on PLUS. PLUS is an independent London-based equity market service provided by PLUS Markets Group plc.

Authorised Share Capital: The authorised share capital of the Company is £7,000,000 divided into 140,000,000 ordinary shares of 5p each with each ordinary share carrying the right to vote. There are no shares held in treasury and there are no restrictions on transfer.

Issued Share Capital: The total number of Numis ordinary shares of 5p each in issue is 107,555,594.

Authorised but not issued Share Capital: The total number of Numis ordinary shares of 5p each authorised but not issued is 32,944,406.

Shares not in public hands: The total number of Numis ordinary shares of 5p each not held in public hands is 53,226,213 (49.6%)

Significant Share Holdings:

• Oliver A Hemsley – Chief Executive Officer is deemed interested in 13,799,865 (12.85%) ordinary shares in Numis.

• Incap Finance B.V is the registered holder of 12,170,245 (11.32%) ordinary shares in Numis. The ultimate holding company of Incap Finance B.V is IPGL Limited. Michael Spencer, Numis’ non-executive Chairman, is a substantial shareholder in, and Chairman of the Board of Directors of IPGL Limited. Michael Spencer is deemed interested in a total of 13,142,934 (12.22%) ordinary shares in Numis.

• Halifax EES Trustees International Limited (for the Numis Corporation Plc Employee Share Trust (“the Trust”) is the registered holder of 4,768,625 (4.43%) ordinary shares in Numis.
  
  
• Halifax EES Nominees International Limited (for the Numis Corporation Plc Employee Benefit Trust No.2 (the Trust to EBT No.2) is the registered holder of 6,513,977 (6.06%) ordinary shares in Numis.

• Edward H Farquhar – is deemed interested in 8,867,164 (8.24%) ordinary shares in Numis.

• David J Poutney - is deemed interested in 7,529,000 (7.00%) ordinary shares in Numis.

• Lorna M Tilbian - executive director is deemed interested in 4,034,959 (3.75%) ordinary shares in Numis.

• BlackRock Investment Management (UK) Limited – is deemed interested in 5,305,095 (4.94%) ordinary shares in Numis.

• Citigroup Global Markets UK Equity Limited – is the registered holder of 3,467,051 (3.23%) ordinary shares in Numis.

• Lehman Brothers International (Europe) Limited is the registered holder of 3,371,662 (3.14%) ordinary shares in Numis.

• Deutsche Bank AG London - is deemed interested in 3,347,455 (3.11%) ordinary shares in Numis.

Annual and interim reports: see Financial Reports