- Execution Policy
- Conditions and disclaimers that govern the use of the entire website
- Conditions and disclaimers that govern Research contained in the Research pages of this website
- The policy for dealing with any possible conflicts of interest in relation to Research
- A table setting out the tariff for recommendations used in Research.
- A table showing the distribution of headline recommendations in respect of Research published during the last quarter.
- List of Group subsidiaries of Numis Corporation Plc
- Pillar 3 Disclosures 2009
- Pillar 3 Disclosures 2010
- Anti Bribery and Corruption Policy Statement
- Pillar 3 Disclosures 2011
- Pillar 3 Disclosures 2012
Conditions and disclaimers that govern the use of the entire website – 19 October 2010
This website is communicated by Numis Securities Limited (“Numis”). Numis Securities Limited is authorised and regulated by the Financial Conduct Authority and is entered on the latter’s Register, www.fsa.gov.uk/register, under number 144822.
There are pages on this website that relate to Numis Corporation Plc, the parent company of Numis. These pages are for information only and do not represent an offer or a solicitation or a recommendation to buy or sell any security.
There are pages on this website (“relevant pages”) that relate to the services provided by Numis in the areas of stockbroking and investment banking (or which contain research prepared by Numis). These services constitute designated investment business in respect of which Numis is authorised and regulated by the Financial Conduct Authority.
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The material in the relevant pages is not an offer or a solicitation to buy or sell any security. Neither Numis nor any of its directors, officers, employees or agents shall have any liability, howsoever arising, for any error or incompleteness of fact or opinion in it or lack of care in its preparation or publication; provided that this shall not exclude liability to the extent that this is impermissible under the law relating to financial services. All statements and opinions are liable to change without notice.
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The regulatory issues relating to research are set out in the subsequent pages of this section of the website. Research includes both Investment Research and Marketing Communications.
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