Private Client Fund Management (PCFM)

Formed in 2009, the Numis Private Client Fund Management(PCFM) team gives corporate clients valuable advice and access to retail investors.
Such investors include:

  • Wealth Managers
  • Private Client Fund Managers (PCFM)
  • Private Client Brokers (PCB)
  • Execution-only platforms
  • Smaller institutions
  • Regional pension funds

This often overlooked group of investors has around £600bn of assets under management and can be a valuable source of funding and liquidity for UK listed companies.

Our unique and dedicated team of eleven professionals links with our corporate broking, equity sales and trading departments.
We cover the following areas:

  • Advice, investor targeting and corporate access
  • Perception audits
  • Retail and intermediary offers
  • Primary and secondary market transactions
  • Sales, trading and origination
  • Retail bonds
  • Investment companies


Voting in Extel 2018, which identifies value derived from investment industry relationships, opens March14th and runs to April 27th. 

More than 15,000 investment professionals voted in 2017, and Numis retained its number one position from the previous four years in the UK Small & Mid Cap brokerage category.