Numis Securities Inc. (“Numis Inc”) is a registered US broker-dealer and a member of The Financial Industry Regulatory Authority (“FINRA”). Numis Inc is a subsidiary of Numis Securities Limited (“Numis Ltd”), a London-based investment banking firm regulated by the Financial Services Authority (“FSA”) and a member of The London Stock Exchange (“LSE”).Located in New York City, Numis Inc has been active in the United States since 2003. Headquartered on Madison Avenue in Manhattan, Numis Inc offers its institutional client base sales and trading expertise in companies listed on the LSE and AIM, a market of the LSE. In addition, institutional clients of Numis Inc have access to an extensive library of research prepared by Numis Ltd. In late 2005, Numis Inc launched its private placement business with offerings pursuant to Reg S, Rule 144a, and Reg D.
The team of professionals of Numis Inc is complemented by the resources and expertise of its parent company, Numis Ltd.
For information concerning Numis Inc’s Business Continuity Plan Summary, General Disclosures, and important information about Numis Ltd’s research. please click on “Legal & Regulatory” at the foot of this page.
For further information please call: +1 212 277 7300