AIM Rule 26

This page carries the information required by AIM Rule 26 or links to other pages where it appears.

Description of the business: see About Us

Directors' biographies: see Board of Directors

Corporate Governance Arrangements: see Corporate Governance Report & Statement 

Board committees: see Board and Main Committees

Details of incorporation: see Numis Corporation plc

Constitutional documents: see Corporate Documents

Latest admission document see Corporate Documents

Exchanges: Numis shares are quoted and traded on the Alternative Investment Market (AIM) of the London Stock Exchange.

Authorised Share Capital: The authorised share capital of the Company is £7,000,000 divided into 140,000,000 ordinary shares of 5p each with each ordinary share carrying the right to vote. There are no restrictions on transfer.

Issued Share Capital: The total number of Numis ordinary shares of 5p each in issue is 118,438,536.

Shares Held in Treasury: The total number of Numis ordinary shares of 5p each held in Treasury is 10,936,088 (10.17%).

Remaining Ordinary Shares in Issue: The number of remaining ordinary shares in issue is 107,502,448 which is the number that shareholders should use as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, Numis shares under the FCA’s Disclosure and Transparency Rules.

Shares not in public hands: The total number of Numis ordinary shares of 5p each not held in public hands is 29,568,293 (24.97%).

Significant Share Holdings:

  • Marcus J Chorley – is deemed interested in 3,722,245 (3.46%) ordinary shares in Numis.

  • BlackRock Investment Management (UK) Limited – interest has fallen below 5% of qualifying instruments in Numis.

  • Aktieselskabet af 1.3.2017 – is deemed interested in 23,143,613 (21.74%) ordinary shares in Numis.

  • Aviva plc – is deemed interested in 6,743,378 (5.93%) ordinary shares in Numis.

  • Nortrust Nominees Limited – is deemed interested in 5,169,279 (4.82%) ordinary shares in Numis.

  • Unicorn UK Income Fund  - is deemed interested in 5,241,000 (4.89%) ordinary shares in Numis.

Annual and interim reports: see Financial Reports

Shareholder circulars: see Corporate Documents

Announcements: see Announcements

NOMAD and other advisers: see Advisers

UK City Code on Takeovers and Mergers: Numis is subject to the UK City Code on Takeovers and Mergers.

Governance code: Numis recognises the importance of good corporate governance and intends that best practice is adopted and applied. It is a requirement of Rule 26 of the AIM Rules for Companies that the Company’s website should state and contain details of the corporate governance code that Numis has decided to apply and how the Company complies with that code. The corporate governance code that the directors have decided to apply is, the Corporate Governance Code for Small and Mid-Size Quoted Companies (2018), produced by the Quoted Companies Alliance (the “QCA Code”).   In addition Numis will continue to reference the FRC UK Corporate Governance Code where relevant to the strategy and development of the business. 

This page was last updated on 11 December 2018